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CALDWELL SUTTER CAPITAL, INC. - Portfolio Stock Holdings

CALDWELL SUTTER CAPITAL, INC. disclosed 946 stock positions in a recent SEC 13F filing. $264,626,310 of stock holdings were filed, with the largest holdings including AAPL, CAT, and PPIH. This filing represented positions held on June 30, 2026, and was filed yesterday.

We estimate the fund has a total AUM of $605,675,350 and has 17 employees, per a recent ADV filing. Most of the fund’s AUM appears to come from high net worth individuals.

Report Period:

June 30, 2026

No. of Stocks:

946

Est. Stock Holding Value:

$264,626,310

Top Stock Holdings By Sector

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Portfolio Stock Holdings - CALDWELL SUTTER CAPITAL, INC.

Stock
Holdings (Shares)
Holdings (USD)
% of Portfolio
Change (Shares)
Change (USD)
% Change

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